found in Exhibit J to Topaz Exchange’s Form 1 application.

1 For the purposes of this request for comment, and as noted in Part III below, the term ‘‘retail customer’’ has the same meaning as in Section 913 of the Dodd–Frank Wall Street Reform and Consumer Protection Act. Public Law 111–203, 124 Stat. 1376 (2010). Specifically, it means ‘‘a natural person, or the legal representative of such natural person, who (A) receives personalized investment advice about securities from a broker, dealer or investment adviser; and (B) uses such advice primarily for personal, family, or household purposes.’’ 15 U.S.C. 80b–11(g)(2). submitted to Topaz Exchange electronically by its registered brokerdealer members, as well as from quotes submitted electronically by market makers. A more detailed description of the manner of operation of Topaz Exchange’s proposed system can be found in Exhibit E to Topaz Exchange’s Form 1 application. The proposed rulebook for the proposed exchange can be found in Exhibit B to Topaz Exchange’s Form 1 application, and the governing documents for both Topaz Exchange and ISE Holdings can be found in Exhibit A and Exhibit C to Topaz Exchange’s Form 1 application, respectively. A listing of the officers and directors of Topaz Exchange can be found in Exhibit J to Topaz Exchange’s Form 1 application. Topaz Exchange’s Form 1 application, including all of the Exhibits referenced above, is available online at www.sec.gov/rules/other.shtml as well as in the Commission’s Public Reference Room. Interested persons are invited to submit written data, views, and arguments concerning Topaz Exchange’s Form 1, including whether the application is consistent with the Exchange Act. Comments may be submitted by any of the following methods: